Last Updated Feb 15, 2023
SEC Order Handling Disclosure
SEC Required Disclosure
Report on Routing of Customer Orders
Renaissance Macro Securities, LLC (“RenMac”) clears all transactions through its clearing firm, Broadcort, a division of Merrill, Lynch, Pierce, Fenner & Smith. Broadcort has provided information pursuant to a U.S. Securities and Exchange Commission (SEC) Rule 606 that requires firms to make publicly available quarterly reports on the firm’s order routing practices. The report provides information on the routing of “non-directed orders” which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution. The report is divided into two sections: Securities Listed on New York Stock Exchange Euronext and Securities Listed on The Nasdaq Stock Market. For each section, the report identifies the venues most often selected by RenMac, and sets forth the percentage of various types of orders routed to the venues.